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Advanced Investment Strategies (AIS) Free Preview
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What is the initial margin requirement set by the Federal Reserve, if an investor purchases stock on margin?
The Federal Reserve has at present set the initial margin requirement at 50%. Stock exchanges and brokerage houses will set a maintenance margin requirement, with maintenance margin being the minimum equity an investor must have for a margin position.
The Federal Reserve has at present set the initial margin requirement at 50%. Stock exchanges and brokerage houses will set a maintenance margin requirement, with maintenance margin being the minimum equity an investor must have for a margin position.
When does the need of margin call arise?
I. When a portfolio declines a great deal in price.
II. When the equity in the account has dropped beneath the margin requirements.
III. When a stock declines a great deal in price.
IV. When portfolio rises a great deal in price.
When a stock or portfolio declines a great deal in price, the result will be a margin call. Margin calls indicate that the equity in the account has dropped beneath the margin requirement. Investors will have to increase their equity by either selling assets or depositing cash or securities.
When a stock or portfolio declines a great deal in price, the result will be a margin call. Margin calls indicate that the equity in the account has dropped beneath the margin requirement. Investors will have to increase their equity by either selling assets or depositing cash or securities.
When can a taxpayer file taxes as a head of household?
I. If he was married at the end of the year.
II. If he paid more than half of the cost of the house.
III. If he is a US citizen.
IV. If he is the resident for an entire year.
A taxpayer can file as a head of household if he or she was not married at the end of the year, paid more than half of the cost of the house, was a US citizen or resident for the entire year, if the home was the main home for one or more family members.
A taxpayer can file as a head of household if he or she was not married at the end of the year, paid more than half of the cost of the house, was a US citizen or resident for the entire year, if the home was the main home for one or more family members.
At risk rules apply to?
I. Estates and trusts
II. C Corporations
III. S Corporations
IV. Professional corporations
The at-risk rules are set up to limit the deductible loss a taxpayer claims to the amount that the taxpayer actually risks losing. The at-risk rules may apply to individuals, estates and trusts, partners, shareholders in S corporations, and most C corporations.
The at-risk rules are set up to limit the deductible loss a taxpayer claims to the amount that the taxpayer actually risks losing. The at-risk rules may apply to individuals, estates and trusts, partners, shareholders in S corporations, and most C corporations.
What are the basis of child support payments?
I. Ratio of each parent’s income.
II. The percentage of time the child spends with each parent.
III. The amount of alimony.
IV. Ratio of parent’s investments.
Child support payments will be established by the courts, and will be based on a ratio of each parent’s income, the percentage of time the child spends with each parent, and the amount of alimony.
Child support payments will be established by the courts, and will be based on a ratio of each parent’s income, the percentage of time the child spends with each parent, and the amount of alimony.
Identify the technique in which bonds are sold and different bonds are purchased with the proceeds:
A swap is an investment technique in which bonds are sold and different bonds are purchased with the proceeds. A swap is conducted for the purposes of deriving advantageous tax treatment, yields, maturity structure, or trading profits.
A swap is an investment technique in which bonds are sold and different bonds are purchased with the proceeds. A swap is conducted for the purposes of deriving advantageous tax treatment, yields, maturity structure, or trading profits.
Identify the factors on which the ratings of financial strength are based:
I. Underwriting results
II. Soundness of investment
III. Adequacy of policyholder’s surplus to absorb shocks
IV. Inadequacy of reserves for undischarged liabilities
These five companies provide the best ratings of financial strength: A.M. Best; Fitch; Moody’s; Standard and Poor’s; and Weiss. These ratings are typically based on underwriting results, economy of management, adequacy of reserves for undischarged liabilities, adequacy of policyholder’s surplus to absorb shocks, and the soundness of investments.
These five companies provide the best ratings of financial strength: A.M. Best; Fitch; Moody’s; Standard and Poor’s; and Weiss. These ratings are typically based on underwriting results, economy of management, adequacy of reserves for undischarged liabilities, adequacy of policyholder’s surplus to absorb shocks, and the soundness of investments.
Which option gives the holder the right to sell the asset at predetermined price?
A call gives the holder of the option the right to buy an asset at a predetermined price; a put gives the holder the right to sell the asset at a predetermined price.
A call gives the holder of the option the right to buy an asset at a predetermined price; a put gives the holder the right to sell the asset at a predetermined price.
What parties are involved in the Future contracts?
I. Buyer
II. Commodity Exchange
III. Seller
IV. Stock Exchange
Futures contracts are formal agreements between a buyer, a seller, and a commodity exchange. When purchasing a futures contract, the buyer agrees to accept a specific commodity at a predetermined date.
Futures contracts are formal agreements between a buyer, a seller, and a commodity exchange. When purchasing a futures contract, the buyer agrees to accept a specific commodity at a predetermined date.
To determine the value in real estate investment analysis, what needs to be considered by financial planner?
I. Features of property
II. Determinants of value
III. History of the property
IV. Local valuation of the property
To determine value in a real estate investment analysis, a financial planner must consider the objectives of the investor, the features of the property (including geographic area, time horizon, and property rights), the determinants of value (supply and demand, the local property transfer process), and the local valuation of property.
To determine value in a real estate investment analysis, a financial planner must consider the objectives of the investor, the features of the property (including geographic area, time horizon, and property rights), the determinants of value (supply and demand, the local property transfer process), and the local valuation of property.
What all expenses are covered in traditional indemnity plan?
I. Surgical services
II. Hospital expenses
III. Cosmetic surgeries
IV. Diagnostic services
Traditional indemnity plans provide a comprehensive medical expense plan. This includes medical, hospital, surgical, and diagnostic service. There may be a limit on the amount of reimbursement that can be received, but patients are allowed to choose their own doctor.
Traditional indemnity plans provide a comprehensive medical expense plan. This includes medical, hospital, surgical, and diagnostic service. There may be a limit on the amount of reimbursement that can be received, but patients are allowed to choose their own doctor.
Blue Cross and Blue Shield provide medical care for prepaying subscribers. What does Blue cross cover?
Blue Cross and Blue Shield provide for medical care for prepaying subscribers. Blue Cross plans mainly give coverage for hospital expenses, while Blue Shield plans are mainly used to cover physician’s expenses.
Blue Cross and Blue Shield provide for medical care for prepaying subscribers. Blue Cross plans mainly give coverage for hospital expenses, while Blue Shield plans are mainly used to cover physician’s expenses.
What does HIPAA stands for?
The Health Insurance Portability and Accountability Act (HIPAA) created a definition for long-term care plans. HIPAA grants favorable tax treatment to qualified long-term care insurance contracts.
The Health Insurance Portability and Accountability Act (HIPAA) created a definition for long-term care plans. HIPAA grants favorable tax treatment to qualified long-term care insurance contracts.
What do we calculate using statistics from the Bureau of Labor?
The Consumer Price Index is calculated using statistics from the Bureau of Labor. This index, commonly known as the CPI, measures the cost of a basket of goods and services over a set time period.
The Consumer Price Index is calculated using statistics from the Bureau of Labor. This index, commonly known as the CPI, measures the cost of a basket of goods and services over a set time period.
Identify the rate of return at which the net present value for a project is zero, assuming that all cash flows are reinvested.
The internal rate of return (IRR) is the rate of return at which the present value of a series of cash inflows will equal the present value of the cost of a project. It can also be described as the rate of return at which the net present value for a project is zero, assuming that all cash flows are reinvested in the internal rate of return.
The internal rate of return (IRR) is the rate of return at which the present value of a series of cash inflows will equal the present value of the cost of a project. It can also be described as the rate of return at which the net present value for a project is zero, assuming that all cash flows are reinvested in the internal rate of return.
In which phase of life cycle, people are willing to accept high risk ventures in return of high returns?
The accumulation phase is typically the client’s first forty years, during which he or she wants to earn funds to help his or her family avert financial disaster; save money for homes, automobiles, and college; and develop some assets for long-term security. Individuals in the accumulation phase usually are willing to accept some high-risk investments if there is the promise of above-average return.
The accumulation phase is typically the client’s first forty years, during which he or she wants to earn funds to help his or her family avert financial disaster; save money for homes, automobiles, and college; and develop some assets for long-term security. Individuals in the accumulation phase usually are willing to accept some high-risk investments if there is the promise of above-average return.
The ease with which an asset can be converted into cash with little loss of principal is called?
The marketability of an asset is the ease with which an asset may be bought or sold, while the liquidity of an asset is the ease with which it can be converted into cash with little loss of principal.
The marketability of an asset is the ease with which an asset may be bought or sold, while the liquidity of an asset is the ease with which it can be converted into cash with little loss of principal.
Identify the factors that are favourable for buying a home:
There are a few factors consumers should consider before deciding whether to buy or lease a home. Most of the time, people will lease (or rent) when they do not have the requisite funds to make a down payment. Purchasing a home creates a number of tax advantages for the buyer. In addition, creditors tend to give better treatment to homeowners. A purchased home may become an appreciating asset for the owner.
There are a few factors consumers should consider before deciding whether to buy or lease a home. Most of the time, people will lease (or rent) when they do not have the requisite funds to make a down payment. Purchasing a home creates a number of tax advantages for the buyer. In addition, creditors tend to give better treatment to homeowners. A purchased home may become an appreciating asset for the owner.
What are the available options for the division of business and/or house in case of divorce settlement?
I. One spouse may keep the house or business by buying out the other’s interest
II. The business/home may be kept sealed without any proceedings
III. Both spouses may continue to own the business/home
IV. The business/home may be sold and the proceeds can be divided
There are three available options when dividing a business and/or house: one spouse may keep the house or business by buying out the other’s interest; both spouses may continue to own the business/home; or the business/home may be sold and the proceeds divided.
There are three available options when dividing a business and/or house: one spouse may keep the house or business by buying out the other’s interest; both spouses may continue to own the business/home; or the business/home may be sold and the proceeds divided.
In which type of contract, both parties make legally enforceable promises to one another?
In a bilateral contract, both parties make legally enforceable promises to one another.
In a bilateral contract, both parties make legally enforceable promises to one another.
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