Futures Licensing Course (FLC) Practice Questions And Answers

Canadian Security Exam Quiz 07 Topics Covers:
Opening and Maintaining Futures Accounts:
1. Opening and Maintaining Retail Futures Accounts
Opening a Futures Account
Completing and Approving the Futures Account Application Form
Completing the Futures Trading Agreement
Risk Disclosure Statement
Updating Client Account Records to Reflect Material Changes
Hedging Agreement
Managed and Simple Discretionary Accounts
Transferring Futures Accounts from One Dealer Member to Another
Trade Confirmation
Monthly Statement
Statement of Purchase and Sale
Anti-Money Laundering and Anti-Terrorist Financing Regulations
A Day in the Life of a Registered Futures Representative

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