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Chartered Investment Manager (CIM) designation

Free 20-question CIM practice test — start below.

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Question 1

According to the CIM® Code of Ethics and IIROC rules, what is the primary consideration for a portfolio manager when exercising discretionary authority over a client's managed account?

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About this exam

Chartered Investment Manager (CIM) designation

Wealth management pathway content focused on portfolio construction, advisory depth, and designation readiness.

CSIAdvanced

Exam syllabus

What CIM candidates need to cover

CIM candidates usually need more than topic recall. The exam leans on portfolio judgment, wealth planning depth, and the ability to connect strategy with client outcomes.

1

Portfolio construction and manager-level decision frameworks

2

Risk profiling, client mandates, and asset-mix alignment

3

Wealth planning, tax considerations, and account structure

4

Security selection, diversification, and oversight discipline

5

Monitoring, rebalancing, and long-horizon evaluation

6

Professional judgment across advisory and discretionary contexts

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