New Entrants Course (NEC)
Free 20-question NEC practice test — start below.
Question 1
In the Canadian securities industry, which of the following is the primary role of an investment dealer?
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About this exam
New Entrants Course (NEC)
Licensing entry-point foundations, regulatory expectations, and candidate onboarding knowledge.
CSIFoundation
Exam syllabus
What NEC candidates need to cover
New Entrants Course (NEC) prep works best when you move from a short diagnostic quiz into repeated review of the topics that keep costing marks.
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New Entrants Course
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The New Entrants Course
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